Preparation and Disclosure of Report on Securities Holding of Director, Executive and Auditor
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
ส่วนที่ 1 : ข้อมูลสรุป (executive summary) (แนบท้ายประกาศ สน. 38/2563)
rating action the matter, application of the credit rating methodology, decision-making activities (e.g., the operation of a rating committee), interaction with the rated entity, obligor, originator
Complaint Form Against SEC Executive and Officer Information of Complainant Mr. Mrs. Ms. Name:…………………………………Surname:…………………….. ID Number/ Passport ID: ………………..………………..………………..………………….. Aged
Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator
), interaction with the rated entity, obligor, originator, underwriter, or arranger, and as applicable, dissemination of the credit rating publicly or to subscribers. 5 These definitions are intended to facilitate
Miss Ratiya Sungduang Miss Ratiya Sungduang, ex-director and executive of Professional Waste Technology (1999) Plc., (PRO), aided and abetted Mr. Sinsathien Aimpoolsub, the ex-director and executive
Miss Waranit Pongveranon Miss Waranit Pongveranon aided and abetted the former executive of Triton Holding Public Company Limited (TRITN) (previously named Live Incorporation Public Company Limited