website in the country. The digital media is growing instead of print media. Combined with the rigorous policy of reducing costs particularly, the voluntary redundancy program. In addition, in the fourth
/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities
/Documents/ca/Documents/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or
and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in
decisions.? AIMC Chairperson Voravan Tarapoom said: ?The SEC?s regulatory revision plan is responsive to business operators? needs. Particularly, the risk profile questionnaire will be useful not only for
Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits
percent is held by the Stock Exchange of Thailand, commercial banks and securities firms. Unlike other securities firms, TSFC is licensed to particularly provide securities financing including margin loans
. ?Technology has become a powerful tool supporting Thai capital market development, particularly for promotion of financial literacy to the general public. Easy access to financial information will help enhance