J.R.A Business Center Co.,LTD J.R.A. Business Center Co.,LTD operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546

Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and

S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under

Seandar Inc. Seandar Inc. (or Seandar) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to

Mr. Thanawat Kiattisak Mr. Thanawat Kiattisak operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E. 2546 (2003

in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 53/2021 Dated 21/12/2021

which is in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 10/2022 Settlement Committee Order No. 160/2022 Dated 24/09/2022

(Form 56-1) on 2 April 2019 which is in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 5/2022

breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 9/2022 Dated 28/02/2022

in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 11/2022 Dated 28/02/2022