. Miss Chanthani used such non-public information material to gain unfair benefits over other persons by virtue of her position as a directors’ secretary of RASA. Furthermore, Miss Chanthani invited Mr

joint venture of RASA. Miss Chanthani used such non-public information material to gain unfair benefits over other persons by virtue of her position as a directors’ secretary of RASA. SEC Act S.241 in

price concerning the operating results for the second quarter of 2014 contained a loss due to the cancellation of a TIES construction project. Mr.Assavin used such non-public information material to gain

material to gain unfair benefits over other persons by virtue of his position as a Chairman of TIES. SEC Act S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 10/2016

to SEC Office within the period pf time specified in the notification of the Capital Market Supervisory Board. So that the such shares disposal held by himself and Profit Gain Asia Ltd. , his

front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients

securities business. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits and

license from the SEC. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits

from the SEC. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits and

material to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC