SHARE : SEC warns investors to be cautious with digital asset investment Friday 10 August 2018 | No. 87 / 2018 Bangkok, 10 August 2018 – SEC is warning investors to proceed with caution after discovering
related to execution of trading transactions, to monitor and examine post-trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the
monitor and examine post- trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (6) arranging disclosure of
in order to maintain liquidity and financial flexibility. The Company remains cautious on investment, while seeking various sources of working capital, along with effective control and management of
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
SHARE : SEC public warning of solicitation for investment in digital assets Friday 26 October 2018 | No. 130 / 2018 Bangkok, 26 October 2018 – SEC is advising the public to be cautious about the
risks from making such investment if the entire investment amount is lost. The next topic is “Being Cautious” under which awareness is raised for the public to know what they need to be wary of if they
personnel. Therefore, investors should be extra cautious not to get involved in such form of investment. Currently, there is no approved digital token issuers as well as there are no such applications
token issuers as well as there are no such applications and/or filing documents being officially submitted to SEC for digital token offering. Therefore, investors are advised to be cautious with such