.. ▪ modifying the IT contingency plan up to date and keep a the IT contingency plan outdoor. o Testing an operation under the IT contingency plan once a year at least by testing in a manner of duplicate a real
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary
The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House
condition and the business operation of an entity who is not a securities issuing company and such entity gives consent thereto, the SEC may specify that such entity shall have the joint duty and
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of Operation of Agricultural Futures Trading Business by Derivatives
Notification of the Capital Market Supervisory Board Tor Thor. 37/2560 Rules, Conditions and Procedures for Operation of Securities Clearing House, Securities Depository Center and Securities
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
has revised such regulations for the business providers to be able to mandate their operation to outsourcee with proficient personnel and working system as business operators, but the operation must
the following information to the SEC Office in accordance with the rules, procedures and conditions as specified in the notification of the SEC: (1) reports concerning the results of business operation
Office in accordance with the rules, procedures and conditions as specified in the notification of the SEC: (1) reports concerning the results of business operation and the financial conditions; (2) any