. “Most importantly, the SEC’s hands-on approach to our duties in various areas will reflect our commitment to independence, transparency and fairness for all. This is how we build trust and confidence
. In the case where it is appropriate or necessary, the SEC Office upon approval of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be
of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be applicable, mutatis mutandis. The operating plan of the SEC Office under the first
, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation of computer system. Clause 5
personnel in such units. However, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation
unlawful gains for himself or another person and causes damage to Solaris Asset Management Co., Ltd. and undermined investor confidence in the fairness and integrity of capital markets, which constitutes
Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory
development of both primary and secondary markets. This new structure also facilitated issuance of new financial instruments and put in place effective regulations to ensure fairness and prevent exploitation of
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
;ระบบในการควบคุมดูแลการกำหนดมูลค่าทรัพย์สินต่าง ๆ ที่กองทุนสำรองเลี้ยงชีพลงทุนเพื่อให้เป็นไปตามหลักยุติธรรมและความสม่ำเสมอ (fairness and consistency) ตามหลักเกณฑ์ที่สมาคมกำหนด และ