Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) failed to prepare and submit results of the structured debenture sale report to Securities and Exchange Commission
and submit results of the structured debenture sale report to Securities and Exchange Commission Office (SEC) within the period as specified by the SEC which are resulted from the instruction or the
submit 3 results of the bill of exchange sale report within the period as specified by the Securities and Exchange Commission resulted from the instructions or the failure to give instructions which is a
to prepare and submit 10 results of the bill of exchange sale report within the period as specified by the Securities and Exchange Commission resulted from the instructions or the failure to give
financial statement on Satang’s website within the period specified in the notification of the Securities and Exchange Commission, which is within June 30, 2021. However, Satang has not submitted the
financial statement on Satang’s website within the period specified in the notification of the Securities and Exchange Commission which is within May 3, 2022. However, Satang has not submitted the financial
Bitazza’s website within the period specified in the notification of the Securities and Exchange Commission which is within June 30, 2021. However, Bitazza submitted the financial statement for the year 2020
Bitazza’s website within the period specified in the notification of the Securities and Exchange Commission which is within May 3, 2022. However, Bitazza has not submitted the financial statement for the
year 2021 to SEC office and notify the financial statement on Upbit’s website within the period specified in the notification of the Securities and Exchange Commission which is within May 3, 2022
Commission which violated section 97 of the Securities and Exchange Act B.E. 2535 resulted from the failure to order or act which is duly required to be performed. SEC Act S.283 Settlement Committee Meeting