to undertake securities business under the first paragraph may be commenced after having been given an approval of the Minister upon the recommendation of the SEC. A merger of securities companies
. SEC Deputy Secretary-General Sirivipa Supantanet said: “Merger and acquisition (M&A) is a key mechanism for strengthening competitiveness and creating opportunities for business sectors. In this
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
offences in the capital market, all of which would greatly improve the chance of success in law enforcement and prevention against violations in the capital market. The workshop was held on 15 to 16
Central Institute of Forensic Science is a new dimension that will increase the chances of success in law enforcement and the deterrence of offenses in the capital market.”Police Lieutenant Colonel
the Transition: regulators' success stories in Southeast Asia and introducing Sustainable Finance Institute Asia จัดโดย Climate Bond Initiative (CBI) ซึ่งเป็นองค์กรอิสระระหว่างประเทศด้านสิ่งแวดล้อม
, merger or consolidation of the issuer or any of its significant subsidiaries. Examples of other material events may include: acquisitions or disposals of material assets, other than in the ordinary course
investment units 13. Conversion of a Closed-End to an Open-End fund 14. Amalgamation and merger of mutual fund 15. Procedures in a case of defaults of debt instrument issuers 16. Exercise of voting rights