company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in

of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year

Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to

guidelines for investors to understand and monitor future business directions of the Company; 1.1.2 Material changes and developments Give a brief account on the material changes and developments regarding the

investors to understand and use them as guidelines for monitoring future business direction. 6.3 Material changes and developments regarding policy, guidelines and corporate governance system in the preceding

supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the

investigating and compiling additional facts and evidence on SCIB-C1 case and has closely coordinated with the Stock Exchange of Thailand in this matter.? ?Although we have pursued our own investigation, but

may be deemed insider trading and front running to take advantage of the fund under his management and the investing public, the SEC reaffirms a thorough and transparent investigation into the matter

will strictly take legal actions no matter who they are.? ?As for our enforcement procedures, the competent officer will present all material information and evidence to the Enforcement Committee

trading account of Another person in such a way as to take advantage of other persons by using positive material non- public information concerning RPC investment inSammakorn Public Company Limited (SAMCO