SEC Search

Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5706

SEC suspends a capital market investment consultant

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5774

Investor Alert : Facebook page "Thairath Market"

Facebook page "Thairath Market" : Unlicensed securities and derivatives business (Disclosure Date : 04/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3460&CaseYY=2568

Investor Alert : Facebook page "Ohkajhu Market Village"

Facebook page "Ohkajhu Market Village" : Unlicensed securities and derivatives business (Disclosure Date : 25/08/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2958&CaseYY=2568

Investor Alert : Facebook page "Gold Silver Market"

Facebook page "Gold Silver Market" : Unlicensed securities and derivatives business (Disclosure Date : 24/09/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3185&CaseYY=2568

Investor Alert : Facebook page "Market for beginners"

Facebook page "Market for beginners" : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3552&CaseYY=2568

Investor Alert : Facebook page "Gold Market Insight"

Facebook page "Gold Market Insight" : Unlicensed securities and derivatives business (Disclosure Date : 20/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3590&CaseYY=2568

Investor Alert : Facebook page "Market Trends Hub"

Facebook page "Market Trends Hub" : Unlicensed securities and derivatives business (Disclosure Date : 21/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3601&CaseYY=2568

Investor Alert : Facebook page "Amazon investor market"

Facebook page "Amazon investor market" : Unlicensed securities and derivatives business (Disclosure Date : 24/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3618&CaseYY=2568

Investor Alert : Facebook page "Trade Market"

Facebook page "Trade Market" : Unlicensed digital asset business (Disclosure Date : 26/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3626&CaseYY=2568