Mr. Palits Phanpanit Mr. Palits Phanpanit, the managing director responsible for the operation of Yarnapund Public Company Limited (YNP), failed to supervise YNP to prepare and submit the reviewed
Mr. Abinash Majhi Mr. Abinash Majhi, as managing director responsible for the operation of Datamat PLC (DTM), failed to supervise DTM to prepare and submit the financial statements for the six-month
Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system
Mr. Nawat Triyapongpattana Mr. Nawat Triyapongpattana, the Managing director responsible for the operation of Ubis (Asia) Public Company Limited (UBIS), was liable for UBIS’s failure to prepare and
Mr. Nawat Triyapongpattana Mr. Nawat Triyapongpattana, the Managing director responsible for the operation of Ubis (Asia) Public Company Limited (UBIS), was liable for UBIS’s failure to prepare and
Mr. Chamnarn Pornpilailuck Mr. Chamnarn Pornpilailuck, a managing director responsible for the operation of Porn Prom Metal Public Company Limited (PPM), shall be liable for PPM’s failure to prepare
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or
Mr. Pattarapol Wongsasuthikul Between March 27, 2017 to June 25, 2018 Mr. Pattarapol Wongsasuthikul, Assistant Managing Director of Thai Rubber Latex Corperation (Thailand) Public Company Limited
Miss Chalongkwan Wongsasuthikul Between May 8, 2017 to August 11, 2017 Miss Chalongkwan Wongsasuthikul, Assistant Managing Director of Thai Rubber Latex Corperation (Thailand) Public Company
Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to