institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Thai Climate-related Risk Management for Asset Managers Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center https://www.sec.or.th/TH/Pages
/ASSETMANAGEMENTCOMPANIES-INFO.aspx Thai Climate-related Risk Management for Asset Managers Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center https://www.sec.or.th/TH
> Management of Mutual Fund > Fund managers Regulations SHARE : Detail Content Management of Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a
sort out the training and renewal requirements during the social distancing period. In this regard, fund managers, derivatives fund managers, investment analysts, investment consultants and investment
offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on
compulsory for renewal of approval for investment consultants, investment planners, investment analysts, agricultural commodity trading management officials, fund managers and derivatives investment managers
Malaysia, the Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand in October 2013.This Framework allows fund managers operating in a member jurisdiction to offer CIS