Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
. The methods which are consensus between the fund/trust manager and the fund supervisor/or the trustee;(2) Amending the rule on determining rents by abolishing the requirement on the ratio of fixed
specified by the Fund Committee. SECTION 218/18 The Fund Manager shall be the supervisor of the staffs and employees of the Fund and responsible for the management of the Fund in accordance with the
work ” means a supervisor of the investment line of work under the Law on Life Insurance and the Notifications issued under such law; The terms, “ fund manager ” and “ investment analyst ” shall have the
fund manager, investment analyst or supervisor of the investment line of work. In this regard, such guidelines shall be approved by the chief executive responsible for the line of work related to capital
fund manager, investment analyst or supervisor of the investment line of work. In this regard, such guidelines shall be approved by the chief executive responsible for the line of work related to capital
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
Controller, Bristol-Myers (Thailand) Company Limited • Manager, Coopers & Lybrand Associates Company Limited • Internal Audit Manager, Johnson & Johnson (Thailand) Limited • Audit Supervisor, Coopers (Thailand
extensive experiences in the securities industry include his services as Senior Manager of Siam Commercial Bank PLC, President of Asia Plus Securities PLC, and Advisor to the Executive Board of Directors