Facebook page ชื่อ Securities management : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2023)
With a view to promoting listed company directors and management to perform their duties honestly and for companies? best interest, the SEC introduced a ?Director?s Handbook? to build up better
exaggerate the company?s financial condition and operating performance and thereby subjects the POWER management to the aforementioned complaints and POWER to the special audit and the correction of its
Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers
The SEC approved rules on undertaking derivatives fund management business for derivatives fund mangers who provide services to the general investors, mutual funds, private funds, and provident funds
Bangkok, January 10, 2008 ? The SEC is conducting a public survey on the draft rules, conditions and procedures for risk management preparation of securities and derivatives business operators to
(issuer/counterparty) or currency risks; 7. Risk management of FRF: Money market funds and fixed-income funds with frequent redemption policy (frequent redemption fund ?FRF) must have stricter risk
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the
as a commemoration of the International Women’s Day and to further highlight the importance of gender equality and women’s leadership roles. In relation to this, we are delighted to announce the