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shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8219

SEC files a criminal complaint against WORLD executive and associate with ECD for alleged fraud causing damage to the company

Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10245

SEC public hearing on draft regulations defining the terms, “executive” and “business in the group” under the Digital Asset Businesses Law and the Securities Law

Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations concerning the definitions of “executive” and “business in the group” under the Digital Asset Businesses Law to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8063

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the following manners: (1) funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a continual basis from 2015 to 2017; (2) managing private funds without taking the cli...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC public hearing on draft notifications concerning definitions of “executive”, “business in group of digital token issuer” and “business in group of securities issuer”

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=618

SEC files a criminal complaint against 11 offenders (former GGC director, executive and associates) for dishonest acts related to raw material stocks causing damage to GGC, and notifies AMLO

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8897

Criminal Complaint Filed with an Inquiry Official Dated 07/12/2010

Mr. Suriya Lapvisuthisin Between 2004 and 2005, Mr. Suriya Lapvisuthisin, authorized to manage and operate Power-P Public Company Limited (POWER), caused Mr. Ratchasak Susewi, former Chairman and

http://market.sec.or.th/public/idisc/en/Enforce

20056543.pdf

the sales and services of Q1/2019 was 88.89% decreased to 83.36% on Q1/2020 or decreased 5.53% from sales due to more efficiency on manage of raw material and good production control. - Selling and

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202005/20056543.pdf

SEC public hearing on a proposed amendment to the regulations on appointment of directors and executives of securities companies and derivatives business operators in line with CG Code

. 3/2565 passed a resolution approving the proposed amendment whereby directors and executives will be allowed to hold the position at a limited number of companies. For example, Chief Executive Officer

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9436

18044853.pdf

efficiently manage overall costs and expenses and consequently generate greater profitability to the shareholders. Please be informed accordingly. Yours sincerely, (Dr. Ungoon Chantanavich) Chief Executive

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201805/18044853.pdf