Company Limited ("YGG"), for instance, default in payment, tender offer, joint venture, backdoor listing and entire share sale in such a manner that is likely to have an effect on the price of
order or act duty resulting in Zipmex disseminated or certified statements that were materially misleading in regarding the trading price of digital assets, in such manner that is likely to have an impact
ธุรกิจ อีกทั้งยังเป็นกำรลด barrier to entry ส ำหรับผู้ประสงค์จะเข้ำมำประกอบธุรกิจหลักทรัพย์รำยใหม่ และไม่เป็นอุปสรรคต่อกำรปรับ โครงสร้ำงและ business model ของผู้ประกอบธุรกิจรำยเดิม ทั้งนี้ กำรก ำหนดทุนจดทะ
numbers are not restated by quarters with change in new accounting policy as not material. Though yearly numbers are restated. 4 The full benefit from the structural change in trading conditions is likely
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify past conduct; the cooperation or obstruction with SEC’s investigation
orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid or offer demands at a given time, or it may be an obstruction to the buying or
or offer demands at a given time, or it may be an obstruction to the buying or selling activities of other investors, consequently compelling them to send trading orders at prices higher or lower than
เปลี่ยนแปลงอัตราสวนรวม (Participation Rate) และ/หรือ อัตราผลตอบแทนชดเชย (Rebate Rate) และ/ หรือ คา Knock out Barrier เมื่อมีความจําเปน และสมควร เพื่อรักษาผลประโยชนของผูลงทุนเปนสําคัญ หรือ เพื่อเพิ่มผล
material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client