compliance with the rules or conditions; (2) an applicant is subject to restrictions under other laws, which restrict it from compliance with the rules or conditions to be waived; (3) the applicant has
; (c) establish password management systems to ensure security of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source code. Additional Guidelines 1
a secured log-on procedure; (c) establish password management systems to ensure security of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source
financial ratios (c) provision that restrict the issuer from creating additional debt under certain conditions. (d) provision that restrict the issuer from creating a lien on its assets or that of its
which restrict it from complying with the criteria or conditions to be waived; (3) the applicant or the approved person, as the case may be, has provided other measures that are sufficient and that
may restrict the import or export of capital, or affect the issuer’s ability to make payment to non-resident holders, they shall be disclosed in the registration statement. D. Statement by Experts If
other laws which restrict it from complying with the conditions to be waived; (3) the approved company has adopted other measures that are sufficient and that compensate for its non-compliance with the
E_1 Legal_FA_2015_12_29-c A CCoorrppLL44..11hhiigg A Executive Summary Management Discussion and Analysis For the Quarter Ended June 30, 2017 The global economy in the second quarter of 2017 maintained its growth momentum. Similarly, Thailand’s major economic indicators continued to exhibit growth, as evidenced by brighter exports, government spending and private spending on certain items of durable goods. The Thai economy hence showed ongoing improvement from the first quarter. Nonetheless, the...
E_1 Legal_FA_2015_12_29-c A FFeeCCoorrppLL44..11hhiigg A Executive Summary Management Discussion and Analysis For the Quarter Ended September 30, 2017 The Thai economy maintained steady growth in the third quarter of 2017, buoyed largely by tourism and exports. Nonetheless, the economic recovery was not broad-based, as evidenced by sluggish private consumption. While certain businesses were still fragile, others remained mired in uncertainty in terms of new modes of competition, a broader market...
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...