handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings
less than five years. In the first two years, those information and documents shall be preserved in such a way that is promptly available for the Office to view or inspect.” Clause 3 This Notification
than five years. In the first two years, those information and (Unofficial Translation) documents shall be preserved in such a way that is promptly available for the Office to view or inspect.” Clause 3
the first two years, those information and (Unofficial Translation) documents shall be preserved in such a way that is promptly available for the Office to view or inspect.” Clause 3 This Notification
renewal of an applicant as a registered auditor, and (b) regularly review or inspect the quality of work of the registered auditors and their audit firms in accordance with International Standards on
) Investors have the capabilities to develop strong financial health. Alongside the five key results, the SEC has initiated an innovative organization plan to be the key enabler in developing the
sustainable business opportunities, (4) working with partners to develop innovative financing solutions, and (5) helping to unlock private finance for the SDGs. “UNDP recognizes the bold step taken by SEC
ประจ าปี 2565 ยุทธศาสตร์องค์กร Innovative Organization 22,600,000 รายจ่ายท่ีใช้งบประมาณพัฒนาตลาดทุน - รายจ่ายท่ีใช้งบประมาณปกติ 22,600,000 21 ศึกษาการปรับโครงสร้างองค์กร 15,000,000 จัดจ้างท่ีปรึกษา
competitiveness. Presently, there are more than 600,000 business-entities registered and operated nationwide. Crowdfunding; an innovative fund-raising facility, is an alternative financial source for business