investment disposal that had a significant impact on the financial statements of the IPO applicant, and the payment of a large sum of consultant fee for services the applicant might never receive; such actions
investment in L.V.C. Development Co., Ltd. that there might be falsification of documents on the purchase of L.V.C. Development?s shares during 2005 to syphon benefits out of POWER-P. After the SEC?s probe
that involves transfer of subscription money to personal bank accounts of investment consultants because such arrangement could be used as a channel for committing dishonest acts and it might lead to a
the public on 15 February 2018. In addition, Woraphant disclosed the inside information to Sasipas, his daughter, when he knew or should have known that she might exploit the information for selling
country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements
holders, investment decision, or price of the securities might be impacted, the SEC will order the company to have a special audit on such financial statements and report the result of such audit to the SEC
investigation and submit the case file to a public prosecutor. The case will be taken into consideration under the court. Under this measure, the offender might be imprisoned. Procedure for Administrative Action
investment in digital assets which might result in a huge loss for investors. This led to the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8300 Financial Statement - SDC : SAMART DIGITAL PUBLIC
company services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and other businesses.Those actions might be considered as persuading and issuing newly issued
assets approved by SEC under the governing law; (2) Those products above have not been screened with regard to their qualifications and smart contracts by SEC-approved ICO portals; (3) There might