cautious and deal only with licensed business operators in order to avoid scams and rip-offs. List of licensees is available at the SEC website (www.sec.or.th) under ?License Check? banner. In case of

recommended to deal with the said insufficiency;   (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard

intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with https://publish.sec.or.th/nrs/5726pe.doc การดำรง

a social asset class for the ASEAN region, the Issuer or issuance of the social bond must have a geographical or economic connection to the region. • Ineligible Projects Projects which involve

state the resources available. If no, How does the firm deal with this situation? Do the firm have technical panel to resolve and give consultations related to Accounting and auditing issues? If yes

mix and 2017 carry over benefit of $700K from Japan perpetual license deal. Corrective actions and controls are in place to mitigate rising labor costs and improve forecasting and purchasing practices

environment higher food costs, changing product mix and 2017 carry over benefit of $700K from Japan perpetual license deal. Corrective actions and controls are in place to mitigate rising labor costs and

left the meeting and ineligible to vote. The shareholding structure in the subsidiary companies before and after the restructure of capital and shareholding structure is shown in the attachment. 5. The

of any breaches; ▪ Set period for divestment when permitted holding becomes ineligible; ▪ Rules governing when to engage or when to divest. 7 SEC Classification : ใชภ้ายใน (Internal) What Is ESG

firm’s business plan. If yes, please describe 2 How does the firm conduct the estimation of personnel needs? 3 How does the firm deal with the staff turnover in busy season? B Recruitment 1 Does the firm