mutandis Clause 15 The name of the trust shall indicate its main features and does not misrepresent its investment policy. Clause 16 The trust shall characterize its beneficiaries and units under the
is able to show that such redemption will not affect the fund’s viability; (2)* having the term, infrastructure fund, at the end of its name and shall also contain a term specifying the category of the
specified in the fund project provided that the management company is able to show that such redemption will not affect the fund’s viability; (2)* having the term, infrastructure fund, at the end of its name
Like the IOSCO CRA Principles, the IOSCO CRA Code is also intended to be useful to all types of CRAs relying on a variety of different business models. The IOSCO CRA Code does not indicate a preference
____________________ Clause 14 A foreign entity who applies for approval of an offer for sale of the debt securities shall have the following characteristics: (1) the foreign entity is able to demonstrate that it has
characteristics: )a) having other interest which may be in conflict with the best interest of the business, unless the applicant can demonstrate that it has adopted a mechanism which will ensure that the management
variety of different business models. The IOSCO CRA Code does not indicate a preference for one business model over another, nor are the measures described herein designed to be used only by CRAs with large
shall promptly inform the SEC Office and indicate the reason for failure to maintain such qualifications. If an event as specified in Paragraph 1 occurs and the approval for the offer for sale of the
mutual fund does not demonstrate that the SEC Office has certified the accuracy of the information in the prospectus or the price or return of the investment units offered for sale.” (2) A warning in case