Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice Experiences Independent Director, Audit Committee Member, and Corporate Governance Committee Member
determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
indication i.e. turnover list ratio could benefit to the policy implementation of minority shareholder and the measurement of market intervention of Thai regulation. 2. Research Objectives: 1. To investigate
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities and
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
Shareholders, there are 4 directors to be retired by rotation, namely: 1. Mr.Sutee Phongpaiboon Position Independent Director, Chairman of Audit Committee and Chairman of the Nomination and Remuneration
Independent director Board Remuneration Roles and responsibilties Q: Who does the term, “executive" mean in the Securities and Exchange Act B.E. 2535 (1992) (SEA)? A: The term, “executive" means a
training by IOD). The structure has check and balance system: Independent directors and the audit committee are independent pursuant to the rules. Independent directors are ≥ one-third of the total number
auditor supervision as the auditor's role of independent professional is fundamental to investor confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992