against the Securities Law. The Civil Sanction Committee, comprising Attorney-General as Chairman and capital market experts as members, considers whether a civil sanction is an appropriate legal proceeding
Bangkok, January 7, 2015 ? The SEC revoked an approval of {A}, a securities investment consultant of KKTRADE Securities Company Limited Ltd.The SEC learned of {A} case from an investigation report
of the said two notifications. In addition, the revocation of an approval as investment consultant is one of the prohibited characteristics of personnel in the capital market under Clause 30(5) of
trading decisions on behalf of the clients, regardless of the client's permission or authorization. In this regard, {A}'s action was deemed as obtaining authorization from clients to make securities trading
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดสัมมนา หัวข้อ “Blockchain Based Business Model Change” ให้ผู้ประกอบธุรกิจตัวกลางในตลาดทุนไทยทุกประเภท และหน่วยงานที่เกี่ยวข้องทราบถึง
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 31/07/2012 - 06/08/2012
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 07/08/2012 - 14/08/2012
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 27/09/2016 - 03/10/2016
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 06/12/2016 - 09/12/2016