& Opportunities Identification ✓ ✓ ✓ (ถ้าม)ี Impact on businesses, strategy and financial planning ✓ ✓ ✓ Strategy’s resilience ✓ ✓ Risk Management Risk identification & assessment ✓ ✓ ✓ Risk management process
CORPORATION HUNTERS ASSET MANAGEMENT COMPANY LIMITED HUA SENG HENG GOLD FUTURES COMPANY LIMITED HIPPO WEALTH INVESTMENT ADVISORY SECURITIES (THAILAND) COMPANY LIMITED Approval Identification Number No. Name
the haircut shall be tested on a regular basis and the validity of the haircut calculation method shall be reviewed at least once a year; (8) determination of methods for identification and reduction of
calculation method shall be reviewed at least once a year; (10) determination of methods for identification and mitigation of risks relating to the acceptance of cross-border collateral to ascertain that such
) a copy of identification card or passport; (Translation) -2- (b) documents indicating the change of first name or last name (only documents indicating changes since becoming sui juris). The
and opportunities 2) Impact on organization 3) Resilience of strategy 1) Risk identification and assessment processes 2) Risk management processes 3) Integration to overall risk management 1) Climate
): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality
in place, Institutional Investors should at least have the following: 2.2.1 Written policies for the prevention, identification, minimization and management of conflicts of interests. 2.2.2 Procedures
person : see next page 77 Registration : ordinary person Click Register 88 1. Select Passport No. for Identification Type 2. Fill in details 3. Click verify 99 First-time Registration 1010 This page is
Identification Number SEC HELP Center 1207 info@sec.or.th Last Updated 31 March 2022 Last Reviewed 31 March 2022