CORPORATION HUNTERS ASSET MANAGEMENT COMPANY LIMITED HUA SENG HENG GOLD FUTURES COMPANY LIMITED HIPPO WEALTH INVESTMENT ADVISORY SECURITIES (THAILAND) COMPANY LIMITED Approval Identification Number   No. Name

the haircut shall be tested on a regular basis and the validity of the haircut calculation method shall be reviewed at least once a year; (8) determination of methods for identification and reduction of

calculation method shall be reviewed at least once a year; (10) determination of methods for identification and mitigation of risks relating to the acceptance of cross-border collateral to ascertain that such

) a copy of identification card or passport; (Translation) -2- (b) documents indicating the change of first name or last name (only documents indicating changes since becoming sui juris). The

and opportunities 2) Impact on organization 3) Resilience of strategy 1) Risk identification and assessment processes 2) Risk management processes 3) Integration to overall risk management 1) Climate

): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality

in place, Institutional Investors should at least have the following: 2.2.1 Written policies for the prevention, identification, minimization and management of conflicts of interests. 2.2.2 Procedures

person : see next page 77 Registration : ordinary person Click Register 88 1. Select Passport No. for Identification Type 2. Fill in details 3. Click verify 99 First-time Registration 1010 This page is

Identification Number SEC HELP Center 1207 info@sec.or.th Last Updated 31 March 2022 Last Reviewed 31 March 2022

beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has ended. Clause 5. An internal control