/RoyalEnactment/enactment-digitalasset2018.pd... ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers being a financial institution regulated by other agencies; “ electronic data” means data
, etc. There are two types of administrative actions taken by the SEC Office, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain
adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
and selling investment products through different channels. • Check and keep transaction records to confirm they are accurate and genuine. • Use a licensed/regulated financial service provider
towards SDGs and net-zero emission by 2065.” Ms. Gita Sabharwal, United Nations Resident Coordinator in Thailand, added: “Capital markets have a huge influence on the economy and are one of the key drivers
markets have a huge influence on the Thai economy and responsible investments premised on ESG are crucial to bottom lines in a world increasingly dominated by concerns over long-term sustainability
.” Ms. Gita Sabharwal, United Nations Resident Coordinator in Thailand, said: “Capital markets have a huge influence on the Thai economy and responsible investments premised on ESG are crucial to bottom