continue to monitor and update news and information of the invested shares through the Electronic Information System of the Stock Exchange, the issuer's annual report or newspapers. Shareholders should also
and manage investors’ investment portfolio? What are the roles of the “Finfluencer” in providing quick and easily accessible advice? How can regulators employ technologies to monitor and protect
, for example, has changed significantly recently. Since last December, SEC has informed SET to monitor the trading activities of such shares closely to protect investors and prevent distortion of the
whether they are in accordance with the advertising and associated rules as well as be approved by CEO before publication. After publication, company’s compliance unit must monitor and examine all
law and standards. Principle 6.2 The board shall establish an audit committee that can act effectively and independently. Principle 6.3 The board should manage and monitor conflicts of interest that
The board should monitor the company’s financial liquidity and solvency. Principle 7.3 The board should ensure that risks to the financial position of the company or financial difficulties are
application, available on IOS and Android platforms. For inquiries or tips on suspicious acts, please call SEC Help Center 24-hour Hotline at 1207 for further investigation. Any act liable to be an offense
shall be deposited at least one hour before the closing time of normal trading session on the next business day from the date that derivatives was executed; (b) in case of clients other than sub clause (a
require its clients to deposit a margin within the specified period as follows: (1) For initial margin: (a) in case of institutional clients or market makers, the margin shall be deposited at least one hour
require its clients to deposit a margin within the specified period as follows: (1) For initial margin: (a) in case of institutional clients or market makers, the margin shall be deposited at least one hour