Securities and Exchange Commission (SEC) in collaboration with the Stock Exchange of Thailand (SET) and the Thai Institute of Directors (IOD), has organized a webinar on the topic, “Preventing, Deterring and
Stock Exchange of Thailand Following the initial public offering, securities can be traded in the secondary market once the issuer has applied for and been granted approval by the SET. Roles of the Stock
correlated timing with high volumes to control the market price of SLC shares to mislead general public and induced them to trade in SLC shares. The nine accounts then were able to gradually offloaded their
English (United States) News_Detail Sign In × Home > News/Market Data > SEC News > News Detail × SEC News
practices are relatively infrequent considering the overall normal transactions in the capital market; however, damage incurred from a few cases could tarnish the confidence of investors and stakeholders on a
already obtained their respective licenses while others are in the application process. They each deploy different data types and structures in their business operation. The SEC is therefore proposing draft
) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co
their investment money plus benefits. Afterward, they repeated the same method by persuading the clients to continue investing in order to seek unfair personal gains all over again. In addition, some of
practices are relatively infrequent considering the overall normal transactions in the capital market; however, damage incurred from a few cases could tarnish the confidence of investors and stakeholders on a
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the