Executives of Derivatives Intermediary, as the case may be. Clause 5 An intermediary may establish a branch office by complying with the following rules: (1) in case of domestic or oversea branch office, the
, Permission by Registration and All Applications for Obtaining Approval. Clause 8 In consideration of the application, the SEC Office may require the applicant to clarify, act or submit additional evidentiary
. The Notes of a Series may, in certain circumstances, be redeemed, in whole but not in part, at the Early Redemption Amount together with accrued interest thereon, upon the occurrence of certain tax
Solartron Public Company Limited Solartron Public Company Limited (“SOLAR”) prepared and submitted the inaccurate reviewed financial statements for Q1/2016 to the SET and the SEC Office on May 13
investment analyst, as the case may be. In this regard, such personnel shall obtain an approval from the SEC Office in accordance with the Notification of the Capital Market Supervisory Board regarding Rules
case may be. In this regard, such personnel shall obtain an approval from the SEC Office in accordance with the Notification of the Capital Market Supervisory Board regarding Rules on Personnel in the
case may be. In this regard, such personnel shall obtain an approval from the SEC Office in accordance with the Notification of the Capital Market Supervisory Board regarding Rules on Personnel in the
investment analyst, as the case may be. In this regard, such personnel shall obtain an approval from the SEC Office in accordance with the Notification of the Capital Market Supervisory Board regarding Rules
their responsibilities; **(6) having personnel to be investment consultant, investment planner or investment analyst, as the case may be. In this regard, such personnel shall obtain an approval from the
matters that may arise in connection with their providing the services. In addition, the Related Service Providers should be encouraged to set up sufficient measures to handle such conflicts of interest to