consecutive days. In addition, digital asset business operators are required to maintain net capital in accordance with the specified conditions to handle potential risks and liabilities from duty performance
policy. On the contrary, should securities and asset management companies do not emphasize on such policy while others do, they would instead become the ones to handle social pressure,? Chalee added.
of transactions, and to handle transactions by themselves or authorize another person to withdraw money in person every time to reduce the chance of damage impact. _____________________________Remark
mechanism and provide investor education to empower and equip investors with enough mechanisms in exercising their rights and protecting themselves ● Improve operating procedures to assure that legal
equipped with knowledge and capability in trading futures contracts and protecting their own interest.
of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self
while also increasing measures for protecting investors. For example, the offering of bills of exchange will be limited to a certain number of investors, and a representative of debenture holders will be
awareness about the importance of financial and investment planning which includes managing personal finance, building up wealth, and protecting themselves from being a victim of financial frauds and scams
hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s
assessment. Protecting Minority Investors The SEC office has involved and supported in the Protection of Minority Investors Topic along with the Department of Business Development, the Ministry of