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liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8068

SEC suspends investment consultant for failing to give complete information or advice to investor

Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7316

SEC suspends an investment consultant for not taping investment advice and client's orders

Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4837

รายงานผลการขาย IPO - ADVICE : บริษัท แอดไวซ์ ไอที อินฟินิท จำกัด (มหาชน)

ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 18/01/2567 | วันที่ปิดการขาย : 24/01/2567

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=t&ref_id=74&content_id=1

Investor Alert : Facebook page "Give Financial Advice" impersonates “CP ALL Plc.”

Facebook page "Give Financial Advice" impersonates “CP ALL Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 11/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1760&CaseYY=2567

SEC Thailand’s public hearing on the proposed rules to prohibit the digital asset business operators to provide or involve with crypto deposit taking and lending services

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=833

SEC Thailand’s public hearing on the proposed rules to obligate the digital asset business operators to provide risk information to users and set minimum purchase value per transaction

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=836

SEC Thailand’s public hearing on the draft regulation to prohibit the digital asset business operators to provide or involve with crypto deposit taking and lending services

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=883

Investor Alert : CCD ADVICE SERVICE Co.,Ltd. Website: http://bangkook.olxthailand.com/spot-gold-iid-221259146, www.bloggang.com/mainblog.php?id=goldspot, FB: http://

CCD ADVICE SERVICE Co.,Ltd. Website: http://bangkook.olxthailand.com/spot-gold-iid-221259146, www.bloggang.com/mainblog.php?id=goldspot, FB: http:// : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=030&CaseYY=2556

Investor Alert : CCD ADVICE SERVICE Co.,Ltd. Website: http://bangkook.olxthailand.com/spot-gold-iid-221259146, www.bloggang.com/mainblog.php?id=goldspot, FB: http://

CCD ADVICE SERVICE Co.,Ltd. Website: http://bangkook.olxthailand.com/spot-gold-iid-221259146, www.bloggang.com/mainblog.php?id=goldspot, FB: http:// : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0030&CaseYY=2556