Board concerning Rules on Personnel in the Capital Market Business. Clause 24 In cases where an intermediary being a distribution channel of any government bond or bond guaranteed for principal and
Board concerning Rules on Personnel in the Capital Market Business. Clause 24 In cases where an intermediary being a distribution channel of any government bond or bond guaranteed for principal and
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way
investment; (2) bonds or debt instruments issued or guaranteed by foreign governments, foreign government agencies, or international organizations; (3) bonds or debt instruments issued or guaranteed by state
mutual fund 20. Relaxation of rules 21. Additional rules for guaranteed funds 22. Additional rules for a retirement mutual fund (RMF) 23. Additional rules for foreign investment funds (FIFs) 24. Additional
mutual fund 20. Relaxation of rules 21. Additional rules for guaranteed funds 22. Additional rules for a retirement mutual fund (RMF) 23. Additional rules for foreign investment funds (FIFs) 24. Additional
management company shall specify the statement “not for retail fund " at the end of the name of the mutual fund. (4) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund
management company shall specify the statement “not for retail fund " at the end of the name of the mutual fund. (4) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of