allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities
responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment
subject to public oversight. 3. The system of public oversight shall be governed by non-practitioners who are knowledgeable in the areas relevant to statutory audit. Member States may, however, allow a
authorized resellers of Libra, Libra can be governed under the related laws like those related to financial institutions’ businesses, foreign exchange control or e-Payment? Laws may need amendments or
stipulated in this legislation. KASIKORN LEASING Co., Ltd. (“KLeasing”), one of the K Companies, is governed by this statute. KBank has studied the change and communicated relevant information to KLeasing and
, and Xu, 2021; Likitapiwat et al., 2022). Unlike formal control mechanisms such as rules and procedures, corporate culture is governed by peer influence and social construction of reality, resulting in
Kong and the ongoing supervision of SFC-authorised funds. As a statutory body, the SFC’s regulatory objectives and functions are defined and governed by the Securities and Futures Ordinance. The SFC’s
record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified public accountants, prohibited
ASEAN region. This initiative supports the liberalization of the ASEAN Economic Community and enhances the international visibility of well-governed ASEAN companies. The ACGS assessment is conducted every