pool of potential investors. In addition, we are sure that this MOU’s implementation will lead to a good model for the cooperation in the region and we are optimistic that capital markets in the region
advancements to guard off criminals. We must extend our close collaboration and teamwork to make sure that our preventive measures on money laundering and fighting against financial support for terrorism and
investment scams. Also, further collaboration with Meta (Thailand) – the service provider of Facebook and Instagram platforms, and LINE (Thailand) is in progress to make sure that fraudulent activities will be
that govern trading on its facilities is therefore an important element of the corporate governance framework. What traditionally were called “stock exchanges” today come in a variety of shapes and forms
prevention of money laundering and terrorism financing. We are making sure that all parties will become well-prepared for the assessment. ?Next year, the SEC will be working closely with securities
total volume of top 30 larger investors was not significant when comparing to the overall trading. However, the SEC will still pursue further investigation to make sure that the SET?s investigation had
to make sure that the personal data management is compliance with PDPA by creating Data Governance Policy and Guidelines for personal data protection management throughout the data life cycle
make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused
other past behaviors demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised to always verify transaction confirmation documents to make sure
govern their use of voting on shareholder resolutions Making Voting Count: principle-based voting on shareholder resolutions https://www.unpri.org/stewardship/making-voting-count-principle-based-voting-on