, presenting the objectives of the event.Mrs. Pornanong Budsaratragoon, SEC Secretary-General, addressing "Directions for Regulating and Developing the Thai Capital Market to Build Trust and Confidence and

information, integrating ESG information into analysis and valuation, and presenting ESG information in research reports. In addition, it contains resources for analysts to reference for in-depth information on

Court of First Instance The Appeal Court The Supreme Court These offenses (e.g. presenting false statement concerning public offering, analyzing financial position based on false information, using or

time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp

signatures for giving audit opinions on financial reports of at least 2 business for not less than 1 year during the period of 5 years before filing an application for approval.  In this regard, such

equivalent or being a partner of an audit firm or equivalent,  having met the following audit experiences criteria; - having affixed signatures for giving audit opinions on financial reports of at least 2

in the audit firm who has an influence on the applicant’s giving of opinions, including the spouse and minor children, of the person with equivalent authority, of other partners or equivalent, of other

an influence on the applicant’s giving of opinions, including the spouse and minor children, of the person with equivalent authority, of other partners or equivalent, of other licensed CPAs or of

Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of

giving an opinion or sharing an investment experience through a website or electronic media occurs extensively in increasingly various forms, both in https://publish.sec.or.th/nrs/8500pe.doc 8500pe_r.pdf