years, Chiang Mai has had 2 approved companies proving the sale of their stock to the public: Initial Public Offering (IPO), with a total of fund-raising value for over 900 million Thai baht. This

complete the review process at the same time, within three to four months from the date of submission. This will enhance market efficiency as the time taken for the issuer to obtain approval to offer its

In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to

for a number of asset management firms, we can provide information on return comparison and investment advice suitable for investors? profiles. Securities companies also serve investors with need to

is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a

the accurate preparation of financial statements.  This will facilitate the executives of listed companies in applying financial information for business decision-making in a prompt and accurate

incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working

As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision

related persons. Monitoring acitivities of invested companies is also a must as sometimes regulators are not legally authorized to issue an order in certain matters.Disclosure of sufficient information is

regulatory frameworks on disclosure of interim financial information to ensure that such information will best benefit investors in terms of information adequacy, accuracy and timely availability. The