operators should be capable of delivering quality services while complying with relevant regulations. During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the
company, or a financial institution established under a specific law under Clause 4(1) (2) and (4) shall possess the qualifications as follows: (1) being capable of operating the derivatives business of the
financial institution established under a specific law under Clause 4(1) (2) and (4) shall possess the qualifications as follows: (1) being capable of operating the derivatives business of the category under
) being able to show that an internal control system capable of preventing wrongful acts that may cause damage to securities issuers or securities holders will be put in place. Clause 4 The application for
License and Granting of License to Provide Services as Securities Registrar (No. 4) dated 27 October 2003 (effective on 1 November 2003). 2 (4) being able to show that an internal control system capable of
- nine percent of its total number of shares sold; (2) the newly established limited and public limited company shall be capable of undertaking securities business efficiently and in compliance with the
capable, honest, and hard-working for long-term business success.
(Mr.Somkid Wekinvattanased) Director Announcer of Intention I have reviewed the information with due care and hereby certify that the person making the announcement of intention is truly capable of making the