Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
ชื่อผู้ได้มา/จำหน่าย :?SR GLOBAL FUND L.P. ESSAR INVESTMENTS LTD. ARALONCO ESTABLISHMENT CONSOLIDATED TRANSACTIONAL ESTABLISHMENT SR GLOBAL INTERNATIONAL FUND, L.P. THE | ประเภทหลักทรัพย์ : หุ้น
Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 3)
Rules, Conditions and Procedures for Establishment and Management of Mutual Funds for Foreign Investors [Thai Trust Fund]
Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of Intermediaries
securities, the Notification of the Capital Market Supervisory Board regarding establishment and management of collective investment schemes and Sections 59 of the Trust for Transactions in Capital Market Act
Audit Firm Name: Subject : Leadership Responsibility Prepared by Date LEADERSHIP RESPONSABILITIES FOR QUALITY WITHIN THE FIRM Particulars Reference / Guidance Notes Description 1 Who is the ultimate
Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures 1 Does the whole firm perform