conversion price will also be applicable to Basel III additional tier 1 instruments with condition of conversion to equity. The commercial banks must file registration statement and clearly disclose features
preparation to comply with new regulations. In addition, the SEC will introduce measure for investor protection by requiring distribution of fact sheet to investors describing key features and risks associated
warnings to clients of DA operators* with the following salient features. (1) DA operators shall disclose the risks in relation to the appraisal of their financial status, storage of clients
order to reduce the health risk of employees who work in those high temperature areas. 2. When considering product features and prices by comparing with other suppliers, this transaction is suitable and
substances of the securities, including key features and risk factors, as specified in the attachment hereto. Clause 3 This Notification shall come into force from 1 July 2016. Notified this 18th day of March
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parties cannot be identified, and there are cryptocurrencies which allow transaction information to be concealed (privacy coins). Such features make it easy for digital assets to be used to commit
investment consultant for complex instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex
, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement.The SEC has therefore issued the amended notifications on the ETFs with the salient features as follows: 1. Allowing