ultimate beneficial owner or ultimate controlling person, falls into one of the following situations, securities company shall classify the customer into a group that extra care is given and enhanced KYC/CDD

the forced sale value of Land and Buildings that are appraised by Prospec Appraisal Company Limited, which is a valuer approved by the SEC. The value of the consideration falls into a range between the

of Land and Buildings that are appraised by Prospec Appraisal Company Limited, which is a valuer approved by the SEC. The value of the consideration falls into a range between the market value and the

consideration falls between the market value and the forced sale value appraised or equal to Baht 10.311 – 14.740 million. Such value of consideration is higher than the book value from the Company’s financial

emerged from the public, whether an ICO can be done legally, particularly whether it falls under the SEC’s regulations. Figure 1: ICOs that fall under the SEC’s purview 1.4 In cases where an ICO constitutes

) the auditor falls short of any qualifications under Clause 10(1) or (2); 11 (4) the auditor possesses any prohibited characteristics under Clause 15(1), (2), (4) or (5); (5) the SEC Office revokes or

warrant (the Last exercise date) If exercise date falls on a day which is not a business day then that particular exercise date shall be moved up to the business day prior to such exercise date. Period of

valuer approved by the SEC. The value of consideration falls between the market value and the forced sale value appraised or equal to Baht 10.311 – 14.740 million. Such value of consideration is higher

(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...

depositary receipts falls within the limit prescribed by the Bank of Thailand for the control of capital market transactions related to foreign currencies. Clause 22 The approved person shall prepare and