applicant has any deficiency or inappropriateness regarding the sound business control conduct; (3) being able to maintain capital funds and set aside reserve capital in compliance with law establishing such
and closures that may be imposed for spikes in occurrences of the virus and the extent to which any such measures could be implemented remain uncertain, including whether any more temporary or permanent
credible methodologies such as (but not limited to) the UNFCCC’s Clean Development Mechanism (CDM), Climate Action Reserve, American Carbon Registry or national and state/provincial approved approaches or
decreased of Baht 7.16 million due to agent fee of mutual fund and private fund managements from the subsidiary (Solaris) decreased. The Company recorded reserve impairment loss from investment of Baht 6.00
Company recorded reserve impairment loss from investment of Baht 6.00 million in Thanh Cong Securities Joint Stock Company (Thanh Cong) whereas the Company had reversal impairment loss of investment in
are enforceable under the SEC Act, the violation of which is a criminal offence. The extent of the SEC’s authority is further defined in SEC notifications, in which details of its context and powers
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
ข้อ 1 ในการตั้งบัญชีเงินสำรอง (Reserve account) หรือเงินทุนทยอยชำระ (Sinking fund) ในรูปทรัสต์เพื่อการชำระหนี้ในการออกหุ้นกู้ 
ไม่มีกฎเกณฑ์กำกับดูแลการจัดการสินทรัพย์อ้างอิง (reserve) ของ stablecoin ทำให้ การเปิดเผยข้อมูลเกี่ยวกับ reserve ของผู้ออก stablecoin แต่ละรายไม่เป็นไปในแนวทางเดียวกัน อีกท้ัง ในกรณีที่มีการขายคืน (redeem
shall come from SET's money or liquid assets, (3) the SET shall make an annual contribution to the CMDF at an amount not less than 90 percent of the SET's net income after tax and deduction of reserve for