auditors in the capital market play a critical role in the financial reporting ecosystem. They are also key impetus to enable the financial reports of the entities in the capital market to reflect their
. The nature and extent of any transactions or presently proposed transactions which are material to the issuer or the related party, or any transactions that are unusual in their nature or conditions
have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed persons (PEPs), either Thai or foreign
management in common with the issuer. Close members of an individual’s family are those that may be expected to influence, or be influenced by, that person in their dealings with the issuer. An associate is an
have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed persons (PEPs), either Thai or foreign
information: (1) list of name of persons who have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed
(Thai/English), date of birth, citizenship, sex, marital status, father’s name,/mother’s name, (former) titles, (former) surnames, name of spouse, IP numbers, behavior for visit to the website of the SEC
ensure that appropriate investment advices could be provided to Thai investors in a timely manner upon their requests and assist them in making informed investment decisions. The essence of the proposed
audit committees to discharge their duties more efficiently. There will be more support on the strengthening of proficiency and competency of the listed entities’ internal auditors as well. These are part
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the