undertake securities businesses under the law on securities and exchange; (7) “Manager” means a person assigned by the board of directors to take the highest responsibility in managing the company, regardless
shall calculate the value of financial resources to ensure that it is adequate for the risks in accordance with the following rules by using the confidence level of not less than ninety-nine percent: (1
Acquisition or Disposal of Asset B.E. 2547 (2004) dated 29 October 2004 (as amended) (the “Notification on Acquisition or Disposal of Assets”). The highest transaction value equals 10.13 percent based on the
Acquisition or Disposal of Asset B.E. 2547 (2004) dated 29 October 2004 (as amended) (the “Notification on Acquisition or Disposal of Assets”). The highest transaction value equals 10.13 percent based on the
Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products 1 Obtained a bachelor’s degree ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment
or an investment consultant for complex products (Type 1)3 − − − ✓ 2 Passed Level 3 of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination
who is assigned by the board of directors to be the highest level responsible for the management of the company regardless of whichever name is called; (3) “authorized management person” means a deputy
Competitiveness Code of Conduct and Code of Ethics The Board-Level Code of Governance specifies the following areas: Board Composition and Structure , for instance, nomination procedure, term of office and sub
/ [(the number of employees at the beginning of the period + the number of employees at the end of the period)/2] Position Names – Last Names Leader of Audit Firm 1. Persons with the highest responsibility
/ [(the number of employees at the beginning of the period + the number of employees at the end of the period)/2] Position Names – Last Names Leader of Audit Firm 1. Persons with the highest responsibility