every firm  passed the six key elements with highest average score in the area of client acceptance and continuance (A&C) where most firms already have in place engagement acceptance procedures that take

and a further fine not exceeding 10,000 baht for every day during which the violation continues. Also, the violation was subject to an imprisonment up to three years or a fine not exceeding 300,000 baht

derivatives exchange shall pay the SEC Office Baht 2,000,000 annual fee for business undertaking within 31 January of every year except the first year of license, the licensee shall pay fee on effective date of

authorized person(s) shall affix signature and the company’s seal (if any). 3. In case of a non-juristic group of persons, every authorized person shall affix signature. Coordinator

Gazette on 4 November 2024. The filing for debt repayment is due on 4 December 2024*. To protect the bondholders’ rights for debt repayment, the SEC encourages each and every bondholder to file for debt

to achieve these goals.Associate Professor Dr. Pornanong Budsaratragoon, SEC Secretary-General, presided over the event.The panel discussion on “Digital Trust – When Trust Is the New Oil for Every

, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer  to disclose both positive and positive

, for example, direct transfer to the service provider’s account or electronic payment receipt channel. In any case, temporary payment receipt slip must be kept as evidence every time a payment is made

’ assets shall be reconciled every business day to ensure accurate and updated records of clients’ assets; and 3)  Seeking benefits from clients’ assets: Seeking benefits from clients’ fiat money shall be

and Governance (ESG), as well as to build a good eco-system for investment via the promotion of alternative in investment in ESG stocks. SEC hereby invites you to experience “Every Confident Step