investors to make use of CRA information and rating to evaluate credit risk of targeted instruments more efficiently and confidently,? said SEC Secretary-General Vorapol Socatiyanurak.
retirement funds as new investment choices for the retired with demand for regular payouts and return from their retirement benefits. The fund?s portfolio will be allocated to invest in not too risky assets
interested persons in general before considering investing in digital assets.”In addition, SEC also publicized the “Three Risky Rides” video clip to educate and warn the public in an easily understandable
มีความซับซ้อน (complex) และ/หรือเสี่ยงสูง (risky) ได้แก่ - derivatives หรือตราสารที่มี embedded derivatives - ตราสารหนี้ที่ตราสารมีความเสี่ยงมากกว่า senior debt และ/หรือความเสี่ยง ของตราสารไม่สามารถ
ำ 3.4 การก าหนดประเภทของ product ท่ีมีความเสี่ยงสูงหรือมีความซับซ้อน (“risky / complex product”) ดังนี้ - หน่วยลงทุนของกองทุนรวมที่เสนอขำยต่อผู้ลงทุนสถำบันหรือ ผู้ลงทุนรำยใหญ่พิเศษ ตำมประกำศคณะกรรมกำ
imposed by the company management in several matters including audit procedures to evaluate effectiveness of internal control over small-sized gas cylinders quantity, deposits received for small-sized gas
the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to
find supporting evidence to satisfy the audit procedures due to limitation on scope of audit imposed by the company management in several matters including audit procedures to evaluate effectiveness of
continuously conducted to learn of investor behaviors, evaluate knowledge level and satisfaction towards the SEC?s investor protection mechanisms. The feedback so obtained will be beneficial to the SEC?s
into the firm without conditions.2. During the time TSFC is still unable to meet the above-mentioned capital requirement; the company must not expand its business or invest further in any risky