and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre . Clause 6. The securities company shall
stored in the information centre and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre. Clause 6
• Property damage Credit risk • Defaults by businesses and households • Collateral depreciation Market risk • Repricing of equities, fixed income, commodities etc. Operational risk • Supply chain disruption
Cuisine had suffered losses for the past three years. As a result, the period of return for EIC may be more than 20 years. In addition, the company may be exposed to various risk factors: the risk of not
, the company may be exposed to various risk factors: the risk of not receiving money from the original shareholders of Eastern Cuisine under a sale back agreement which guarantees the operating results
evaluate clients risk? 5 Regarding integrity checks, does the firm conduct, for example: • communications with existing or previous professional accountants; • inquiry of personnel/third parties such as
investing and speculation. • Describe the relationship between risk and potential return. • Explain the impact of inflation on a long-term financial plan and long- term investments. • Explain the effect of
แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]
Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism
Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses