Bangkok, June 16, 2015 ? ASEAN audit regulators and audit firms in the ASEAN region have just concluded a meeting that discussed initiatives to raise audit quality and market transparency in the
the audit committee?s reports were concluded from information asked from the accounting units working on the suspicious issuers. They neither reviewed documents nor examined by any other means despite
pandemic.” Ms. Fabienne Michaux, Director of SDG Impact, concluded, “Thailand is a great example of a country who is seizing the opportunity to build forward better by placing sustainability at the centre of
to the SEC on 27 January 2024.On 1 February 2024, the SEC Board Meeting No. 2/2567 considered the Zipmex case and concluded that the company remained unable to rectify its financial condition and the
practice standards for securities companiesû compliance officers ● Drafted directorûs handbook for securities companies ● Drafted directorûs handbook for listed companies ● Supported the project to evaluate
intended to limit the spread of COVID-19. The health and safety of our staff and customers remains our top priority. Our teams constantly evaluate the situation and use appropriate protocols to serve
(d) Notification requirements for any unresolved concerns and the completion of the EQR. If yes, please respond to the following questions. - How does the EQr evaluate significant judgement and
, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff evaluate clients risk? 5 Regarding integrity checks does the firm’s conduct, for example
. However, the company had engaged a financial advisor, who is not recognized by the SEC Office, to evaluate the shares of Eastern Cuisine by the discounted cash flow approach ( DCF), which yields the value
evaluate clients risk? 5 Regarding integrity checks, does the firm conduct, for example: • communications with existing or previous professional accountants; • inquiry of personnel/third parties such as