intended to limit the spread of COVID-19. The health and safety of our staff and customers remains our top priority. Our teams constantly evaluate the situation and use appropriate protocols to serve
(d) Notification requirements for any unresolved concerns and the completion of the EQR. If yes, please respond to the following questions. - How does the EQr evaluate significant judgement and
, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff evaluate clients risk? 5 Regarding integrity checks does the firm’s conduct, for example
. However, the company had engaged a financial advisor, who is not recognized by the SEC Office, to evaluate the shares of Eastern Cuisine by the discounted cash flow approach ( DCF), which yields the value
evaluate clients risk? 5 Regarding integrity checks, does the firm conduct, for example: • communications with existing or previous professional accountants; • inquiry of personnel/third parties such as
and offer Note: this analysis followed a methodology of Analysis of High-frequency Trading at Tokyo Stock Exchange, The Securities Analysts Association of Japan (Hosaka, 2014) Common stocks. For the
Type of securities : Common share | Effective Date : 10/06/2023 | Close Selling Date : 16/08/2023
Common share | Public Offering | Offering Date - 03/12/2007 - 14/12/2007
Common share | Public Offering | Offering Date - 03/12/2007 - 14/12/2007
Common share | Public Offering | Offering Date - 03/12/2007 - 14/12/2007