relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding
an application for consideration; (4) being named in a criminal complaint by the SEC Office or subject to any legal proceedings following the criminal complaint initiated by the SEC Office or having
as follows: (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval
of the Criminal Code B.E. 2499 (1956), which means doing any act in order to procure, for himself or the other person, any advantage to which he is not entitled by law. 17 (2) having a reasonable
” 31means a fund established for employees of multiple employers. “wages” means the money paid by the employer to the employee as remuneration for working, whether determined, calculated or paid as the
” 3 means a fund established for employees of multiple employers. “wages” means the money paid by the employer to the employee as remuneration for working, whether determined, calculated or paid as the
regulations and draft regulations on securities and derivatives business licensing SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information
company to prevent the misuse of the IPO channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which
concerning Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund, or the Notification of the Capital Market Supervisory Board concerning Rules, Conditions and Procedures for